Securities Trading Services

Brokerage services: We act as an intermediary between buyers and sellers of securities listed on the Main Board of The Stock Exchange of Hong Kong Limited, GEM of The Stock Exchange of Hong Kong Limited and other selected overseas markets principally in return for brokerage commission income. The securities which we trade include the following:


  • Stocks: stocks of listed companies on The Stock Exchange of Hong Kong Limited and overseas markets
  • Derivatives: The Stock Exchange of Hong Kong Limited traded derivative warrants and the callable bull/bear contracts
  • Bonds: inflation-indexed bonds
  • Others: exchange-traded funds and real estate investment trusts

Margin financing services: We offer margin financing services to our clients who would like to subscribe for or acquire securities on a margin basis and we generate interest income in return.

Deposit

Client could deposit into our following company bank directly. Deposit should be payable to "Head & Shoulders Securities Limited "

Bank Name             Bank Account Number

Chong Hing Bank   041-256-103030-200

HSBC            004-172-595373-001

Bank of China     070-916-00722801

Client must clearly write down his/her name and account number on the pay-in slip and sent it to our Settlement Department by fax (Fax No.: 3103-8399). Then client should inform our company by phone immediately.

 

Clients could also inform our company by registered Email and our CS email address is cs@headandshoulders.com.hk. Please write down your name, account no. and attach with pay-in slip. If without attached pay-in slip please write down the bank name, deposit method (Cheque\Transfer), deposit time (HH:MM AM/PM) and reference number in the Email.

 

Important note: Please notice us before 3.00pm. Late notice could only be processed in the next business day.

Withdrawal

Clients could inform our company by phone or registered Email and clearly write down the withdrawal amount, client name and account No.

 

Important note: Please notice us before 3.00pm. Late notice could only be processed in the next business day

Fee Schedule

Commission-Orders placed
(i) through Internet Favorable rates*
(Minimum HK$50)
(ii) by Phone Favorable rates*
(Minimum HK$50)
Investor Settlement
Instruction (ISI)
Free
Settlement Instruction (SI) Free
Stamp Duty HK$1 for every
HK$1,000 of the transaction amount
Transaction Levy
(SFC)
0.0027% of the transaction amount
Trading Fee
(HKEX)
0.005% of the transaction amount
Clearing Fee
(HKSCC)
0.002% of the transaction amount (Min HK$5)
Physical Stock
Deposit
HK$5 per lot for transfer deed stamp duty (T/D)
Physical Stock Withdrawal HK$6 per lot
Cash Dividend 0.5% of dividend amount (Min HK$10)
Scrip fee HK$2.5 per lot (First time)
New Issues HK$50 Handling Fee

Any change for above charges at any time without prior notice.
* Please contact our customer service agent for details